| Oberweis Securities, Inc. (“OSI”) and its affiliates, Oberweis Asset Management, Inc. and The Oberweis Funds, have developed a Business Continuity Plan to address a possible business disruption, emergency or catastrophic event. While it is impossible to forecast every potential problem that could occur, OSI believes it has taken reasonable precautions to enable it to resume business operations under a variety of scenarios. If the Oberweis offices or immediate surroundings were to become unsuitable for operations, we intend to continue business under the provisions of the plans. So that we can respond to events as they occur, we have identified functions critical to daily operations. Among other things, these functions include: data backup and recovery; maintenance of all mission critical systems; financial and operational processing; alternative communications plans for employees and regulators; alternate physical location of employees; measurement of potential effects on critical suppliers, contractors, banks and counter-parties and regulatory reporting. In the event of a disruption, we intend to deliver these critical functions from an alternate facility or a third-party service provider will deliver them to you. We require service providers who provide these essential services to meet our business continuity requirements.
If after a significant business disruption you cannot contact us as you usually do at 800-323-6166, you should contact us through our website at
www.Oberweis.net.
Oberweis Securities, Inc.
3333 Warrenville Road, Suite 500
Lisle, IL 60532
USA |
